Regulatory reporting keeps getting tougher for financial institutions. New rules-EMIR, MiFID II, SFTR, Basel updates and more-keep coming, piling pressure on teams to pull huge amounts of data, check it manually, and file everything on tight deadlines. It’s no longer just about dodging fines; the real challenge is turning this endless task into something useful for risk management and decisions.
That’s exactly where the top regulatory reporting platforms make a difference. The best ones automate data collection, run smart validations, support multiple regimes in one system, and deliver clean, audit-ready submissions fast. Whether cloud-based for speed and scale or full end-to-end workflows covering transaction, prudential, and statistical reporting, these solutions slash manual work and turn compliance from a headache into a real advantage. In 2026, the leading platforms help institutions stay on top of constant changes without the usual stress and late nights.
Popular Regulatory Reporting Tools Today
Regulatory reporting keeps evolving, and the tools out there reflect that – some dig deep into financial data flows for banks, others zero in on transaction accuracy and trade reporting, while a handful handle the growing need for visual or geospatial proof in areas like environmental compliance or infrastructure oversight. There’s no one-size-fits-all anymore; it really comes down to your specific pain points, data volumes, and how much you want integrated with your current stack. The brighter side is that many of these options now automate the tedious bits, keep up with rule changes automatically, and cut down on last-minute scrambles. Here’s a look at some of the ones that pop up a lot in real-world setups and conversations right now.
1. FlyPix AI
We at FlyPix AI fitting right into regulatory reporting because so many compliance requirements now depend on accurate, up-to-date geospatial evidence – things like proving land-use changes for environmental permits, verifying forest cover for carbon credits, documenting infrastructure conditions for safety audits, or tracking agricultural practices for subsidy claims. Regulators expect precise visuals backed by data, not just text descriptions, and manual photo or map analysis eats up weeks that could be spent elsewhere. Our AI agents scan satellite, drone, and aerial images automatically, detect relevant objects or patterns, outline them cleanly, and track how things evolve over time, giving you the exact inputs needed for reports without the usual backlog.
Practically speaking, this cuts down the time from image collection to submission-ready evidence. You can train models to spot exactly what a particular regulation asks for – illegal dumpsites, unauthorized building, crop health issues, erosion zones – then pull anomaly alerts when something doesn’t match the baseline. Exporting annotated maps, vector boundaries, or time-series summaries lets you attach clear proof to filings, respond to auditor questions faster, or even pre-empt issues before they become non-compliance flags. In short, we bridge the gap between messy overhead imagery and the structured, verifiable facts that regulatory bodies demand in their forms and databases.
Key Highlights:
- AI agents for object detection in geospatial imagery
- Change tracking and anomaly identification
- Custom model training for specific compliance needs
- Multispectral image processing
- Vector and map export options
Services:
- Regulatory reporting solutions
- Object detection and localization in aerial views
- Monitoring changes over time for reporting
- Anomaly spotting in compliance contexts
- Custom AI model training
- Sharing and publishing analysis results
Contact Information:
- Website: flypix.ai
- Phone: +49 6151 2776497
- Email: [email protected]
- Address: Robert-Bosch-Str. 7, 64293 Darmstadt, Germany
- LinkedIn: www.linkedin.com/company/flypix-ai
2. Regnology
Regnology delivers a comprehensive platform focused on regulatory, risk, tax, and finance reporting for financial institutions and regulators. The setup covers the full chain from data ingestion through to submission, with emphasis on straight-through-reporting and end-to-end automation. Cloud architecture supports scalability, security, and performance, while shared knowledge and regulation-as-code approaches help handle complex requirements across jurisdictions.
The platform integrates previous OneSumX capabilities and provides tools like the Reporting Hub for automated workflows and data processing. Specific areas include supervisory tech for authorities and regtech solutions for banks, insurance, and tax obligations such as AEOI. It’s built around standardization of data models and logic to make transitions smoother in changing environments.
Key Highlights:
- End-to-end automation from data to submission
- Cloud-first with scalable architecture
- Coverage across numerous countries
- Integrated compliance, risk, and finance tools
- Focus on data quality and regulatory know-how
Services:
- Regulatory reporting hub for straight-through processing
- Tax reporting including AEOI and client tax
- Insurance-specific reporting
- Risk management integration
- Finance transformation workflows
- Supervisory solutions for regulators
Contact Information:
- Website: www.regnology.net
- Phone: +41 445 758 768
- Address: Limmatstrasse 275 8005 Zürich, Switzerland
- LinkedIn: www.linkedin.com/company/regnology
- Twitter: x.com/regnologygroup
3. Nasdaq AxiomSL
Nasdaq AxiomSL provides a cloud-enabled platform for risk and regulatory reporting, handling calculations, templates, and data management in one place. It supports trade and transaction reporting, liquidity risk, capital requirements, and other obligations through automated end-to-end processes. The system emphasizes data transparency, accuracy, and the ability to customize for specific needs while integrating with existing data warehouses.
Users get support for multiple jurisdictions and regulators, with features like continuous monitoring for changes and managed services for updates. It’s modular, allowing focus on areas like liquidity ratios or transaction reporting without heavy infrastructure overhead. The platform suits banks and institutions dealing with evolving rules.
Key Highlights:
- Single platform for risk and regulatory calculations
- Cloud-based with native data warehouse integration
- Automated updates for regulatory changes
- Trade and transaction reporting capabilities
- Liquidity and capital reporting support
Services:
- Regulatory reporting across jurisdictions
- Trade and transaction reporting
- Liquidity risk calculations and reporting
- Risk data management
- ESG reporting elements
- Managed SaaS options via RegCloud
Contact Information:
- Website: www.nasdaq.com
- Phone: +1 212 401 8700
- Address: 151 West 42nd Street, Floors 26, 27, 28, New York, NY 10036, United States
- LinkedIn: www.linkedin.com/company/nasdaq
- Facebook: www.facebook.com/Nasdaq
- Twitter: x.com/Nasdaq
- Instagram: www.instagram.com/nasdaq
4. FIS
FIS offers regulatory reporting capabilities through tools like Balance Sheet Manager, which handles non-core report production with automation from data upload to final output. The focus sits on streamlining flows for liquidity ratios, balance sheet metrics, and other requirements, using preconfigured templates and rules. It integrates data from various sources and allows drill-down validation.
The approach aims at reducing manual steps in monthly or quarterly processes, with emphasis on key result calculations and output in different formats. It’s geared toward banks facing volume-heavy demands, providing a way to maintain compliance without constant rework.
Key Highlights:
- Automated reporting flow end-to-end
- Preconfigured templates and data models
- Support for liquidity and balance sheet reports
- Integration across entities and sources
- Validation and audit features
Services:
- Regulatory reporting automation
- Liquidity ratio calculations like LCR/NSFR
- Balance sheet management reporting
- Non-core report production
- Data upload and result computation
Contact Information:
- Website: www.fisglobal.com
- Address: 347 Riverside Ave., Jacksonville, FL, United States
- LinkedIn: www.linkedin.com/company/fis
- Facebook: www.facebook.com/FIStoday
- Twitter: x.com/fisglobal
5. Murex
Murex centers its offerings around the MX.3 platform, which integrates trading, hedging, funding, risk management, and regulatory processing. The system supports operations for banks, asset managers, insurers, and other entities with a long-term view on regulatory readiness and digital evolution. It draws on financial and tech expertise to handle reporting alongside front-to-back functions.
The platform sees ongoing investment for updates and maintains high cybersecurity standards. ESG considerations factor into commitments, aligning with client needs in sustainability areas.
Key Highlights:
- Integrated platform for trading and risk
- End-to-end processing including regulatory
- Long-term strategic focus
- Cybersecurity emphasis
- ESG engagement
Services:
- Regulatory reporting within MX.3
- Risk management and calculations
- Trading and hedging operations
- Funding and processing
- Compliance readiness support
Contact Information:
- Website: www.murex.com
- Phone: + 44 20 7398 1890
- Address: 108 Cannon Street, London EC4N 6EU, United Kingdom
- LinkedIn: www.linkedin.com/company/murex
6. Finastra
Finastra includes compliance and reporting features in its financial services software, with some solutions touching on regulatory obligations. Certain tools handle specific mandates like DFA reporting or SWIFT-related compliance assessments and migrations to standards such as ISO 20022. Training components also aim to keep staff updated on regulatory changes.
The focus stays on built-in automation for certain reporting tasks rather than a dedicated end-to-end regulatory platform. It’s more scattered across different products than centralized in one hub. Sometimes that setup feels a bit fragmented when you’re dealing with multiple regimes.
Key Highlights:
- Built-in compliance tools in various solutions
- Support for specific mandates like DFA and SWIFT CSP
- ISO 20022 migration assistance
- Training for regulatory alignment
Services:
- Regulatory compliance assurance for certain reports
- SWIFT compliance assessments
- Correspondent banking standard support
- Workforce regulatory training
Contact Information:
- Website: www.finastra.com
- Phone: +44 (0)203 320 5000
- Address:4 Kingdom Street, Paddington, London W2 6BD United Kingdom
- LinkedIn: www.linkedin.com/company/finastra
- Twitter: x.com/FinastraFS
7. SS&C Technologies
SS&C Technologies provides compliance services within its private markets administration offerings. Compliance sits alongside fund administration, tax, investor services, and front-office functions, all supported by their technology. Regulatory aspects appear as part of broader operational support rather than a standalone reporting focus.
The approach integrates compliance into daily workflows for hedge funds and private equity structures. It doesn’t stand out as a pure regulatory reporting engine.
Key Highlights:
- Compliance in fund administration
- Integration with investor and tax services
- Technology-backed operational support
Services:
- Compliance services for private markets
- Front-office compliance support
- Fund administration compliance
Contact Information:
- Website: www.ssctech.com
- Phone: +1844-994-7762
- Email: [email protected]
- Address: 6201 15th Avenue Brooklyn, NY 11219
- LinkedIn: www.linkedin.com/companies/ss-c-technologies
- Facebook: www.facebook.com/pages/SSC-Technologies-Inc/191750415876
- Twitter: x.com/ssctechnologies
- Instagram: www.instagram.com/ssctechnologies
8. Workiva
Workiva runs a cloud platform that handles financial, governance, risk, and compliance reporting with emphasis on connectivity and auditability. It supports SEC reporting, ESEF for financial disclosures, and SOX compliance through controls and processes. Data centralization allows linking across systems, while features like XBRL tagging, version control, and real-time collaboration streamline mandatory disclosures.
AI elements help with tasks such as policy drafting or risk analysis in reporting cycles. The setup works for aligning with regulatory standards in financial and sustainability areas, though it’s broader than just regulatory filings.
Key Highlights:
- Connected platform for data and reporting
- Audit-ready with traceability
- Support for SEC and ESEF reporting
- XBRL tagging capabilities
- SOX compliance workflows
Services:
- Financial and regulatory disclosure reporting
- Governance risk and compliance reporting
- SEC filing support
- Sustainability reporting alignment
- Controls and assurance processes
Contact Information:
- Website: www.workiva.com
- Email: [email protected]
- Address: 2900 University Blvd Ames, IA 50010 USA
- Phone: 1.888.275.3125
- LinkedIn: www.linkedin.com/company/workiva
- Instagram: www.instagram.com/workiva
9. Gresham Technologies
Gresham Technologies offers a solution for regulatory reporting that sources, prepares, and submits data for various requirements. It aims to handle multiple jurisdictions through consolidated processes. Connectivity to venues and SWIFT integration appear in the mix for operational controls.
Details stay fairly high-level on the site without deep dives into specific workflows. It positions itself as a centralized approach, but execution specifics aren’t heavily outlined.
Key Highlights:
- Data sourcing and preparation for reporting
- Multi-jurisdiction consolidation
- Venue and SWIFT connectivity
Services:
- Regulatory data submission
- Compliance process streamlining
- Operational controls integration
Contact Information:
- Website: www.greshamtech.com
- Phone: +1 212 696 1595
- Email: [email protected].
- Address: 381 Park Avenue, Suite 1413, New York 10016
- LinkedIn: www.linkedin.com/company/greshamtech
10. Confluence Technologies
Confluence Technologies delivers solutions for investment management that include regulatory compliance and reporting. Offerings cover regulatory risk monitoring, post-trade compliance, transaction reporting, PRIIPs KID production, and fund reporting. The system provides data automation, analytics, and auditable outputs to handle regulatory mandates.
It focuses on turning investment data into compliant reports with controlled processes. The regulatory side feels tailored to asset management needs rather than broad banking regimes.
Key Highlights:
- Regulatory compliance for investment management
- Transaction and post-trade reporting
- PRIIPs KID support
- Automated and auditable outputs
Services:
- Regulatory reporting solutions
- Compliance management
- Fund and transaction reporting
- Regulatory risk monitoring
- Post-trade compliance
Contact Information:
- Website: www.confluence.com
- Phone: +44 (0)20 8410 9876
- Email: [email protected]
- Address: 4 St. Paul’s Churchyard, London, EC4M 8AY, UK
- LinkedIn: www.linkedin.com/company/confluence-technologies
- Facebook: www.facebook.com/ConfluenceTech
- Twitter: x.com/ConfluenceTech
11. Smarbl
Smarbl focuses on data analysis solutions built for financial businesses, putting emphasis on turning raw data into practical insights for decision-making and risk handling. The approach mixes technology engineering with consulting services that aim to spot and manage risks while strengthening business capabilities through better data use. It circles around ideas like intelligence, ingenuity, imagination, and insight as core drivers for what the solutions try to deliver.
Details on actual regulatory reporting features stay pretty thin on the site. The content leans more toward broad fintech data empowerment rather than specific workflows for compliance submissions or regulatory filings. The heavy inspirational wording sometimes makes it harder to pin down exactly how it handles day-to-day regulatory tasks.
Key Highlights:
- Data analysis tailored for financial businesses
- Risk identification through consulting
- Emphasis on generating insights from data
- Ongoing push for tech improvement
Services:
- Data engineering solutions
- Risk management consulting
- Capability building via data
Contact Information:
- Website: www.smarbl.ai
- Email: [email protected]
- Address: Vibe Co-working Spaces, 6th Floor, Baner One place, Pan Card Club Road, Baner, Pune, Maharashtra – 411045, India
- LinkedIn: www.linkedin.com/company/smarbl
- Twitter: x.com/thesmarbl
- Instagram: www.instagram.com/thesmarbl
Companies for Regulatory Reporting Solutions
Regulatory reporting has become a real pressure point for financial institutions, with rules piling up from every angle and regulators demanding more accuracy, timeliness, and traceability than ever. The companies in this space approach it differently – some build a broad company that weaves compliance into risk, finance, and operations workflows, others zoom in on specific mandates like transaction reporting or AML filings, while a few focus on data quality assurance or integrated GRC to make the whole process less chaotic. No single one covers every scenario perfectly, and what feels like the right fit often depends on your institution’s size, primary pain points, and how much you want embedded versus standalone. Still, these players represent some of the most commonly discussed and deployed options right now in the regulatory reporting landscape. Here’s a closer look at them.
1. AI Superior
AI Superior connects to regulatory reporting through custom AI development that can process and analyze large volumes of structured and unstructured data often required for compliance submissions. In financial or regulated sectors, reports frequently rely on accurate data extraction, pattern recognition, anomaly detection, or predictive modeling from transaction logs, customer records, or risk indicators – areas where tailored AI models help automate validation, flag inconsistencies, or generate supporting insights before filing. The structured project approach, with clear planning and risk assessment, makes it suitable for building solutions that meet strict audit and traceability standards regulators expect.
Practically, this means developing tools for tasks like automated data quality checks, real-time monitoring for suspicious patterns in AML contexts, or streamlining report preparation by reducing manual review time on complex datasets. While the site doesn’t highlight off-the-shelf regulatory reporting products, the focus on turning AI concepts into production-ready implementations allows for bespoke integrations that address specific reporting mandates or data-heavy compliance workflows. It’s more about building what you need rather than using a ready-made platform – useful when standard tools fall short on unique requirements.
Key Highlights:
- Custom AI model development
- Structured project lifecycle
- Risk assessment in implementations
- Data science for complex challenges
- Feasibility analysis upfront
Services:
- AI software solutions
- Data processing and analysis
- Project planning for AI
- Risk management in development
Contact Information:
- Website: aisuperior.com
- Phone: +49 6151 3943489
- Email: [email protected]
- Address: Robert-Bosch-Str. 7, 64293 Darmstadt, Germany
- LinkedIn: www.linkedin.com/company/ai-superior
- Facebook: www.facebook.com/aisuperior
- Twitter: x.com/aisuperior
- Instagram: www.instagram.com/ai_superior
2. Wolters Kluwer
Wolters Kluwer offers solutions in financial and corporate compliance that touch on regulatory needs for banks and other institutions. The focus includes areas like legal entity compliance, banking product compliance, and risk management – things that often tie into broader reporting obligations. It’s part of a bigger portfolio, so regulatory reporting isn’t always the standalone star, but it shows up in how they handle compliance workflows and data for finance sectors.
The site highlights some surveys and insights on AI’s role in banking compliance, which shows they’re paying attention to how newer tech fits into regulatory demands. CCH Tagetik appears in various partnerships, though it leans more toward performance management and financial planning than dedicated regulatory filing workflows. Regulatory reporting feels integrated across their compliance and finance tools rather than sitting as a standalone product – handy if an institution already uses their ecosystem, but perhaps not the most direct choice when the main need is focused report submission and automation.
Key Highlights:
- Financial and corporate compliance focus
- Banking product compliance support
- Risk management integration
- Insights on regulatory clarity and AI adoption
Services:
- Legal entity compliance
- Banking product compliance handling
- Risk management solutions
- Corporate compliance operations
Contact Information:
- Website: www.wolterskluwer.com
- Phone: +1 972 209-2797
- Email: [email protected]
- Address: 208 South LaSalle Street Chicago, 60604
- LinkedIn: www.linkedin.com/company/wolters-kluwer
- Facebook: www.facebook.com/wolterskluwer
- Instagram: www.instagram.com/_wolterskluwer
3. Moody’s
Moody’s provides tools under decision solutions that include regulatory calculation and reporting for banking and insurance workflows. Maxsight stands out as a unified risk company that pulls together data for broader risk views, which can feed into compliance and reporting needs. KYC and third-party risk tools handle verification, onboarding, and monitoring – the kind of stuff that often overlaps with regulatory requirements.
The emphasis sits on automating parts of compliance to make entity checks and risk monitoring smoother. It’s not all about pure regulatory filings, but the calculation and reporting side does support financial leaders in meeting obligations. Sometimes it feels more geared toward risk intelligence than straight submission workflows, but that holistic angle can be handy depending on what your setup looks like.
Key Highlights:
- Regulatory calculation and reporting tools
- Unified risk company with Maxsight
- KYC and compliance automation
- Entity verification and monitoring
Services:
- Regulatory reporting calculations
- Banking and insurance compliance support
- Third-party risk management
- Onboarding and monitoring workflows
Contact Information:
- Website: www.moodys.com
- Phone: 1-866-330-6397
- Address: Ingeniero Butty 240, 16 floor, Buenos Aires, Argentina C1001AFB
- LinkedIn: www.linkedin.com/company/moodys-corporation
- Twitter: x.com/Moodys
- Instagram: www.instagram.com/moodyscorporation
4. SBS Software
SBS Software runs a cloud-native SaaS company called SBP Regulatory Reporting that’s built specifically for handling regulatory compliance. It consolidates reporting needs into one place, automates processes, and offers real-time dashboards so you can see compliance status at a glance. Onboarding is designed to be quick and smooth, with an intelligent data layer for integration.
The company aims to improve data quality and speed up processing for granular data – which helps avoid late submissions or errors. Benefits like centralized operations and proactive updates come up a lot, and they highlight a strong track record for on-time delivery. It’s straightforward SaaS aimed at financial institutions dealing with complex demands, though some claims lean promotional – the core is about unification and visibility.
Key Highlights:
- Cloud-native SaaS for regulatory reporting
- Intelligent data layer integration
- Real-time compliance dashboards
- Fast onboarding process
- Improved data quality and speed
Services:
- Unified regulatory reporting
- Automated compliance processes
- Data processing and quality enhancement
- Dashboard monitoring
- On-time submission support
Contact Information:
- Website: sbs-software.com
- LinkedIn: www.linkedin.com/company/s-b-s
5. Kaizen Reporting
Kaizen Reporting specializes in improving regulatory reporting data quality through tools like ReportShield, which gives visibility into reporting accuracy and issues. Founded by a former FCA regulator, the company combines regulatory know-how with tech to test and assure data for financial institutions – from asset managers to big banks. They focus on making sure reported data is complete, accurate, and timely since regulators rely on it for spotting risks.
Beyond the core assurance tool, they’ve added things like a Single Rulebook for managing regulations and automated shareholding disclosure monitoring. Surveillance solutions handle market abuse detection too. It’s a practical, specialist approach – not trying to be everything to everyone, but really drilling into data quality and compliance visibility.
Key Highlights:
- ReportShield for reporting assurance
- Universal data testing method
- Focus on regulatory data quality
- Single Rulebook digital company
- Shareholding disclosure automation
Services:
- Regulatory reporting quality assurance
- Data testing and visibility
- Shareholding disclosure monitoring
- Market abuse surveillance
- Regulatory rule management
Contact Information:
- Website: www.kaizenreporting.com
- Phone: +44 20 8187 1435
- Email: [email protected]
- Address: 30 St Mary Axe (The Gherkin), London EC3A 8BF, United Kingdom
- LinkedIn: www.linkedin.com/company/kaizen-reporting
6. SAS
SAS delivers data and AI solutions that include risk management capabilities for financial institutions. The focus covers transparent risk assessment, capital optimization, and streamlined regulatory reporting using established methodologies. SAS Viya serves as the cloud-native company behind much of this, helping users pull insights from data to support decisions and meet compliance needs.
From digging around their site and support pages, there’s clear emphasis on integrated regulatory reporting tools – like solutions for regulatory capital that handle data aggregation, analytics, and reporting to navigate changing rules. It’s not just broad AI talk; specific offerings tackle credit risk calculations under frameworks like Basel, with flexible reporting environments. Many in finance note it’s handy for keeping things audit-ready without constant rework, though it depends on how deeply you’re already using SAS tools.
Key Highlights:
- Risk management with regulatory compliance focus
- Streamlined regulatory reporting features
- Data aggregation and analytics integration
- Capital requirement calculations support
- Flexible self-service reporting options
Services:
- Regulatory capital management
- Risk assessment and optimization
- Compliance reporting workflows
- Credit and counterparty risk handling
Contact Information:
- Website: www.sas.com
- Phone: +1-800-727-0025
- Email: [email protected]
- Address: 100 SAS Campus Drive Cary, NC 27513-2414, USA
- LinkedIn: www.linkedin.com/company/sas
- Facebook: www.facebook.com/SASsoftware
- Twitter: x.com/SASsoftware
7. Alessa
Alessa specializes in AML compliance software that automates regulatory reporting processes. It handles creation, validation, and electronic filing of reports to address growing requirements from increased transactions and new technologies. The company supports specific reports like Currency Transaction Reports, Suspicious Activity Reports, and Form 8300 across various jurisdictions including FinCEN in the US, FINTRAC in Canada, and others like GoAML in Jamaica or CNBV in Mexico.
Automation covers a significant portion of report completion – reducing manual effort on fields-heavy forms that used to take substantial time per report. It’s built to manage high-volume filing without the usual labor intensity. Folks in compliance often mention it’s straightforward for cutting down weekly hours spent on these tasks, especially if your volume is steady.
Key Highlights:
- Automation for regulatory report filing
- Support for SAR and CTR reports
- Multi-jurisdiction coverage including US and Canada
- Reduction in manual processing time
Services:
- AML regulatory reporting automation
- Currency Transaction Report handling
- Suspicious Activity Report creation
- Electronic filing support
Contact Information:
- Website: alessa.com
- Email: [email protected]
- LinkedIn: www.linkedin.com/company/alessarcm
- Twitter: x.com/AlessaRCM
8. Fenergo
Fenergo provides Client Lifecycle Management solutions that incorporate regulatory compliance features. The company unifies onboarding, KYC, screening, and transaction monitoring while simplifying adherence to regulations around ESG, Tax, and Investor Protection. It includes tools for client and counterparty classifications, due diligence workflows, and real-time detection to manage risk exposure.
Regulatory compliance sits embedded in the suite – connecting data reuse across processes to cut unnecessary steps and support reporting needs. Transaction monitoring helps spot suspicious activity, feeding into broader obligations. It all depends on your client lifecycle setup, but many note the integrated approach makes ongoing compliance less fragmented.
Key Highlights:
- Client Lifecycle Management with compliance focus
- KYC and due diligence automation
- Transaction monitoring engine
- Support for ESG and Tax regulations
Services:
- Regulatory compliance management
- Onboarding and KYC workflows
- Screening and risk assessment
- Transaction monitoring
Contact Information:
- Website: www.fenergo.com
- Phone: +44 203 481 1246
- Email: [email protected]
- Address: Floor One, 24 King William Street, London, EC4R 9AT, United Kingdom
- LinkedIn: www.linkedin.com/company/fenergo
- Twitter: x.com/fenergo
- Instagram: www.instagram.com/fenergo_global
9. Prometeia
Prometeia combines advisory services, tech solutions, and research with some emphasis on regulatory and normative aspects in SaaS and cloud offerings. Solutions like Digital Wealth Management include compliant advisory elements, while broader tech uses cloud infrastructure for scalable processes. It’s positioned as handling regulatory needs in finance contexts without being purely a reporting tool.
From what shows up, there’s mention of regulatory reporting management in older materials, but the current site leans more toward risk, financial planning, and compliance advisory. It feels like a mix – good for institutions wanting integrated advice alongside tech, though pure reporting might not be the main draw.
Key Highlights:
- Tech solutions with regulatory elements
- Cloud-based SaaS offerings
- Compliance in wealth management
- Risk and financial planning support
Services:
- Regulatory and normative solutions
- Advisory for compliance
- Wealth management company support
- Risk metric simulation
Contact Information:
- Website: www.prometeia.com
- Email: [email protected]
- Phone: +39 051 6480911
- Address: Bologna Piazza Trento e Trieste, 3, 40137
- LinkedIn: www.linkedin.com/company/prometeia
- Instagram: www.instagram.com/prometeiagroup
10. Loxon
Loxon offers solutions in lending, collection, and risk management that touch on regulatory compliance. Tools include Basel II and III alignment for risk practices, collateral management to reduce credit risk, and systems compliant with specific regulations like in collateral registries. The focus sits on operational efficiency in the lending ecosystem with back-office support.
Risk Suite and related offerings help institutions handle credit portfolio health and meet requirements – sometimes through integrations like Oracle Financial Services apps. It’s practical for banks dealing with lending compliance, though reporting specifics aren’t front and center. In practice, it helps with enforceability and data quality for regulatory needs.
Key Highlights:
- Basel compliance in risk management
- Collateral management system
- Lending and collection solutions
- Credit risk reduction tools
Services:
- Risk management for Basel regulations
- Collateral portfolio monitoring
- Lending ecosystem support
- Compliance in credit operations
Contact Information:
- Website: www.loxon.eu
- Phone: 3617890626
- Email: [email protected]
- Address: Lőportár utca 20/b 1134 Budapest, Hungary
- LinkedIn: www.linkedin.com/company/loxon
- Facebook: www.facebook.com/LoxonBusinessSolutions
11. Mirai Risk Tech
Mirai Risk Tech offers an integrated balance sheet management company that connects treasury and risk functions with features for simulation, modeling, and reporting. The setup includes a single reporting layer to create consistent views of performance and risk across teams. Mirai Regulatory Reporting specifically handles governance to support continuous compliance, delivering results that are transparent and traceable enough to meet scrutiny.
Simulation allows running unlimited parallel scenarios for stress testing and what-if analysis, while modeling applies governed models throughout the balance sheet. Data quality comes from a validated single source of truth, and machine learning helps forecast dynamics and spot hidden risks. It’s a cloud-native portfolio with products like Mirai ALM & Liquidity for IRRBB and liquidity risk management – practical if your needs tie regulatory reporting to broader treasury work, though it leans heavily into balance sheet optimization.
Key Highlights:
- Integrated balance sheet company
- Regulatory reporting with traceability
- Unlimited scenario simulation
- Governed modeling across functions
- Liquidity and IRRBB coverage
Services:
- Regulatory compliance governance
- Stress testing and what-if scenarios
- Consistent performance reporting
- Liquidity risk management
- Data-driven risk forecasting
Contact Information:
- Website: mirairisktech.com
- Email: [email protected]
- LinkedIn: www.linkedin.com/company/mirai-risktech
12. Reg-X
Reg-X focuses on trade and transaction reporting with tools under the RegAssure suite to handle accuracy, completeness, automation, and remediation. RegAssure Accuracy tests reporting accuracy through software checks. RegAssure Completeness compares front-office records against what’s submitted to spot gaps.
RegAssure Middleware automates flexible reporting for regimes like MiFIR and EMIR, aiming for full coverage without manual gaps. RegAssure Back Reporting identifies transaction errors and fixes them automatically. It’s a targeted set of solutions for operational efficiency in compliance – many in ops teams appreciate the error-catching side, especially when dealing with high-volume trades, but it really shines in specific reporting mandates rather than broad risk suites.
Key Highlights:
- RegAssure Accuracy testing
- Completeness checking against records
- Automated middleware for reporting
- Back reporting error remediation
Services:
- Accuracy validation in reporting
- Completeness comparison
- Automated MiFIR and EMIR reporting
- Transaction error identification and fix
Contact Information:
- Website: reg-x.co.uk
- Phone: +44 (0)20 8145 5473
- Email: [email protected]
- Address: 23, 63/66 Hatton Garden, Fifth Floor, London EC1N 8LE
- LinkedIn: www.linkedin.com/company/reg-x-innovations
13. MetricStream
MetricStream is a connected GRC company with compliance management features that include regulatory reporting as part of centralized tasks. The software automates workflows for policy distribution, control monitoring, and audit tracking while supporting configurable reports to track control attributes, self-assessments, and test results. Real-time insights come through dashboards and analytics, helping monitor compliance posture and handle regulatory changes.
AI elements assist in ingesting updates, mapping compliance profiles, and managing incidents for continuous adherence. Specific mentions cover areas like UK SOX Compliance and DORA, with emphasis on automating evidence gathering and reporting to reduce manual work. It’s built as a low-code/no-code cloud solution – many compliance folks find the reporting configurable enough for their needs, though it covers broader GRC rather than standing alone as a pure regulatory filing tool.
Key Highlights:
- Compliance management with regulatory reporting
- Automated workflows and control monitoring
- Real-time dashboards and analytics
- AI for regulatory updates and assessments
- Configurable reports for compliance tracking
Services:
- Regulatory compliance automation
- Policy and control management
- Audit tracking and reporting
- Incident and case handling
- Regulatory change ingestion
Contact Information:
- Website: www.metricstream.com
- Phone: +16506202955
- Email: [email protected]
- Address: 6201 America Center Drive, Suite 120, San Jose, CA 95002
- LinkedIn: www.linkedin.com/company/metricstream
- Facebook: www.facebook.com/MetricStream
- Twitter: x.com/metricstream
Conclusion
Wrapping this up, regulatory reporting isn’t going anywhere – if anything, it’s only getting more layered and time-sensitive with every new rule that lands. The real shift we’ve seen is how much smarter and less painful the whole process can become when the right tools step in. Automation handles the grunt work, data flows cleaner, errors drop, and suddenly teams aren’t spending weekends fixing last-minute submissions. It’s not magic, just better ways to connect the dots between raw numbers and what regulators actually want to see.
At the end of the day, the choice comes down to what fits your setup – whether you need something tightly focused on one regime, a broader platform that covers multiple angles, or tools that play nicely with what you already run. The landscape keeps moving, updates keep coming, and fines keep getting creative, so staying flexible matters more than ever. Pick something that saves you real time and headaches, not just another dashboard to babysit. Because when the deadline hits, the last thing anyone wants is to be the person explaining why the report is late.